I did not possess any material non-public information (MNPI)

I disclosed any potential conflicts of interest to the CCO

I reported all Outside Business Activities that I participate in or plan to participate in

I reported all Political Contributions made by myself and immediate family members who fall under the Firm’s Code of Ethics

I reported all business-related gifts/entertainment given and received

I only used firm-approved channels for business communications

All of my social media accounts used for business purposes were (and currently are) linked to the Zix compliance review tool AND LPL Social Patrol

I disclosed all outside accounts and submitted all documentation related to my reportable personal securities transactions and those of my immediate family members who fall under the Firm’s Code of Ethics.

I submitted any correspondence via the Monday Memo that was sent or received and not captured electronically